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Compliance Officer Resume Example
Mid level • Legal
Compliance Officer
Compliance Officer
Skills
Regulatory ComplianceRisk AssessmentCompliance TestingPolicy DevelopmentBSA/AMLFINRASECTraining DevelopmentAudit ManagementRegulatory Reporting
Work Experience
Senior Compliance Officer
Financial Services Corp
Charlotte, NC
Oversee compliance programs for $50B+ financial institutionLed regulatory examinations with zero material findingsDeveloped training programs for 5,000+ employeesManage team of 5 compliance analysts
Compliance Analyst
Regional Bank
Raleigh, NC
Conducted compliance testing and monitoringReviewed policies and procedures for regulatory alignmentPrepared reports for senior management and regulators
Education
Juris Doctor in Law
Duke University
Bachelor of Arts in Political Science
UNC Chapel Hill
Certifications
- Certified Regulatory Compliance Manager - ABA (March 2021)
Resume Stats
Experience Levelmid
CategoryLegal
Views75
Uses0
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